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The new prudential regime for investment firms: ten key points to know now

This article sets out 10 key points firms should be aware of in order to prepare for the new regime. The new regime is intended to address the specific risks faced by investment firms in a more appropriate and proportionate manner than the current regime, which is largely based on the international regulatory standards set for large banking groups.
Document type: Risk Standards & Guidance
Last updated: 10 June 2022
First published: 10 September 2020